White Paper: "The Changing Face Of Compliance"

Meeting FCA, MiFID II, FINRA, GDPR and innumerable other regulations is nothing new for brokers, banks, hedge funds and other financial institutions. They’ve been doing it for years. Now compliance controls cover a distributed remote workforce using diverse collaboration tools and messaging apps.  And penalties are no longer confined to companies. UK regulators are coming after individuals under Senior Managers and Certification Regime (SM&CR) legislation.

Essential reading for board members, compliance leaders and IT managers, this white paper discusses the practical steps companies can take to ensure continuous compliance across their communications estate, including Microsoft Teams, WhatsApp, and other emerging channels.

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